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Privacy Policy

Privacy Policy

I am committed to protecting your privacy and the confidentiality of your personal information.

How I Gather Information

I collect your personal information in the process of establishing and administering your accounts.

  1. Application Information. When you open an account, you provide information to me on your account application. This information may include your name, address, telephone number, email address, Social Security number, familial status, date of birth, and information about your investment experience, objectives, and current investments.
  2. Transaction Information. Any time you initiate a transaction in an account with me, I collect information about that transaction. I also keep information about your accounts such as transaction history, current balances and current investments.

How I Use and Share Information

I share your personal information only with those parties who assist me in establishing and administering your accounts. I do not sell your personal information to anyone, and I make every effort to maintain confidentiality.

  1. Use of information. I use your personal information to establish and administer your accounts, to alert you to services I provide and to fulfill regulatory obligations.
  2. Sharing information for the purpose of providing services. I disclose your personal information to those parties who assist me in processing your transactions or otherwise providing service to your accounts.
  3. Sharing information for legal purposes. In certain circumstances, I may share personal information as required or permitted by law. I may do so, for example, to cooperate with regulators or law enforcement authorities. I will inform you if permitted by law.

How I Protect Information

Even when I share your personal information, I remain committed to maintaining your privacy. I take steps to protect confidentiality of personal information whenever possible. I maintain physical, electronic and procedural safeguards to protect the confidentiality of your personal information.

Please contact me at 505-984-2563 if you have any comments on my Privacy Policy.

Keith K. Anderson, Registered Investment Adviser
2227 Calle Cacique
Santa Fe, NM 87505